SMBC Nikko Securities Announces Disciplinary Action in Market Manipulation Case
On November 4, SMBC Nikko Securities submitted to the Financial Services Agency measures to prevent recurrence in the market manipulation case and announced the punishment of its executives. Photo shows SMBC Nikko Securities President Yuichiro Kondo (center) and Sumitomo Mitsui Financial Group President Jun Ota (right), the parent company of SMBC Nikko Securities.
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